SUMMA WEALTH MANAGEMENT, LLC
A REGISTERED INVESTMENT ADVISER
Summa Wealth Management, L.L.C. (Summa) is an independent, registered investment advisory firm* (RIA). We provide investment management services and consulting for our private investor clients such as individuals, families, trusts, partnerships, and private companies. Summa also provides research and advice services concerning investments to alternative investment sponsors and to other independent RIAs.
Founded in 2013, Summa Wealth Management, L.L.C. is an independent, registered investment advisory firm* (CRD 284399). Our focus is on helping clients develop and execute plans that are designed to build and preserve wealth. All clients that receive Summa's asset management services create a financial plan with Summa.
Summa is committed to delivering a client experience characterized by transparency, education, cost-management, and simplicity.
*RIA REGISTRATION DOES NOT IMPLY A CERTAIN LEVEL OF SKILL OR TRAINING.
Alan Deetjen, J.D., CLU, ChFC, is President & CCO. He has over 30 years of industry experience in executive management and production ranging from insurance, broker-dealer, and advisory channels. He directs compliance, integration of best practices, governance, ethics, crisis management, and special issues across business groups. Alan has a BA in economics from Univ. of Texas at Austin and his JD from Univ. of Houston.
Guy M. Serrano is Director of Due Diligence. He has over 25 years of industry experience first as a major wire house representative moving into the independent channel as a rep and into executive management. He is developing Summa's relationships with sponsors and RIAs by providing alternative program innovation, sponsor and program due diligence and due diligence assistance to RIAs and their Advisors. Guy has a BA from Univ. of North Texas.
Charles M. Collins is Director of Finance. He has over 40 years of experience in senior level financial management, treasury, financial accounting, cost accounting, auditing, computer system implementation, human resources, employee benefits and insurance. He has worked in the various industries alternative investment sponsors represent: oil & gas, mining, heavy construction, real estate development, equipment manufacturing and he has been a financial advisor. He has a BBA in Accounting and Quantitative Analysis and a MBA in Finance both degrees from Southern Methodist Univ.
To achieve the investment objectives of each of our clients, we provide multi-strategy models customized to the specifications of the developed investment policy statement (IPS). We generally invest client assets directly in traded securities, however in certain situations we utilize pooled vehicles such as mutual funds or as part of our consulting services Summa may recommend separately managed accounts operated and managed by third party investment managers. Depending on the clients IPS, we may also make recommendations to invest client assets in private placement vehicles such as alternative investments.
This website is for informational purposes only and does not constitute a complete description of our investment services or performance. This website is in no way a solicitation or offer to sell securities or investment advisory services except, where applicable, in states where we are registered or where an exemption or exclusion from such registration exists. Information throughout this site, whether stock quotes, charts, articles, or any other statement or statements regarding market or other financial information, is obtained from sources which we and our suppliers believe reliable, but we do not warrant or guarantee the timeliness or accuracy of this information. Nothing on this website should be interpreted to state or imply that past results are an indication of future performance. Neither we nor our information providers shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in the transmission thereof to the user. There are no warranties, expressed or implied, as to accuracy, completeness, or results obtained from any information posted on this or any linked web-sites.